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Can innovation and growth sit comfortably alongside consumer protection?
This article takes a broad look at the themes and challenges highlighted within the recent FCA Dear CEO letter. The Historic England blue...

Gary Watson
Mar 3


Failure to prevent fraud: A focus on the recently published Government Guidance
With a little over seven months to go until the new offence of failure to prevent fraud comes into effect, this article summarises key...

Gary Watson
Jan 15


The challenges of combining SMF16 & 17; expectations on the Heads of Compliance and MLROs
Operating in an era where regulatory expectations have not been higher and will undoubtedly continue to grow, combining SMF16 & 17 into...

Gary Watson
Dec 2, 2024


Who bangs the drum for Compliance?
Rachel Reeves' letter to the FCA reminds us how important financial services are to the UK economy. Could we, as compliance...

Gary Watson
Dec 2, 2024
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